Compliance Manager – 12 Month FTC

Job Title – Compliance Manager
Contract – 12 Month FTC
Salary – GBP100,000 + benefits
Location – London 

Our client is currently recruiting for a Compliance Manager on a 12 Month FTC.

Candidates need to be immediately available and have previous Lloyds experience

Responsibilities:

Undertaking autonomous consultancy, engagement, and monitoring to help embed a compliant culture within the business and to help ensure the business unit is compliant with applicable PRA and FCA regulations

Providing Compliance advice and guidance to the teams on new products, new business opportunities, changes to existing business relationships and changes to existing products

To independently operate as the recognised Compliance expert for the Teams, considering and proposing options and advising on all aspects of FCA, e.g. provision of product information, literature and documentation, cancellations, claims handling etc.

To engage with the teams, to assist them in delivering regulatory compliance and fair customer outcomes, e.g. attending meetings, assisting on a one to one basis, working through issues and resolving them, getting involved in projects with regulatory impact etc.

To manage and undertake compliance monitoring and reporting as specified in the Compliance Monitoring Plan, to help ensure the teams maintain compliance with regulatory standards, and that breaches are remedied promptly

To monitor regulatory developments (FCA), and to read, and understand the new consultation papers and policy statements, and thus maintain the Regulatory Developments Tracker (RDT) system and to issue briefing updates

To advise the teams of new regulation, interpret the impact this may have and to work the teams so that they can implement any new processes required as a result of FCA policy changes

If you have the relevant experience or know someone that does please contact us now on 0203 411 8430 or email us at admin@lawesgroup.co.uk

To view all Current Vacancies or for more information on our Refer a Friend scheme, contact one of our consultants or visit our website www.lawesgroup.co.uk